Functions
Extensive Wealth
Management capabilities
A broad and integrated suite of wealth management capabilities, bringing together clients, portfolios, investments, operations, compliance, and reporting
Managing the client
onboarding journey
Delivering seamless and structured onboarding while efficiently capturing client information
Onboarding Workflows
Streamlining the end-to-end process of collecting client information, completing KYC and compliance requirements, to establish relationships and open accounts
Relationship Structures
Tracking clients, entities, accounts and their connections to provide a clear view of ownership, relationships and overall wealth structures
KYC & Document Collection
Verifying client identity, financial circumstances and source of funds while gathering the documentation to meet regulatory and compliance obligations.
Investment Profiling
Assesing a client’s financial goals, risk tolerance, investment horizon and circumstances to determine an appropriate investment strategy
Order Input & Flows
Order capture and intelligent workflows, ensuring orders move efficiently from initiation through execution tailored to the different investment products.
Pre-trade Compliance
Assess orders against investment rules, mandates, limits, and regulatory requirements before execution.
Maker Checker
Supports maker-checker controls within order flows, ensuring orders are independently reviewed and approved by an authorised user before execution..
Dealer Blotter
Centralised deal blotter to monitor and track investment transactions throughout the trade lifecycle.
Online access to a consolidated view of all transactions and the current value of investments held within a portfolio
Portfolio Valuation
Mark-to-market portfolio valuation, reflecting the current market value of holdings, including realised and unrealised P&L
Performance Measurement
Support of both time-weighted and money-weighted returns, providing a comprehensive view of investment performance
Multi Asset/Currency
Support of a broad range of financial instruments, asset classes and currencies, enabling institutions to manage diversified portfolios
Transaction History
Comprehensive record of all transactions and financial activities, including purchases, sales, transfers, deposits, withdrawals, income, and fees
Managing discretionary
customer mandates
Enabling discretionary customer mandates and ensuring portfolio decisions are executed in accordance with model portfolios and investment guidelines
Rebalancing
Rebalancing of portfolios to maintain target asset allocations and ensure portfolios remain aligned with investment objectives and risk profiles.
Customer Mandates
Managing investment decisions to remain aligned with agreed guidelines and restrictions.
Model Portfolios
Support of investment allocations designed to align with specific investment strategies
Investment Strategies
Creation and management of centralised investment strategies aligned with investment objectives, risk profile, and portfolio requirements
Manage liquidity
against investment
assets
Providing and monitoring lending facilities secured against eligible investment assets, enabling clients to access liquidity without liquidating their portfolio holdings.
Collateral Calculation
Calculates collateral values and coverage levels based on eligible assets, applicable haircuts, and lending requirements to determine available borrowing capacity
Exposure Monitoring
Monitoring of lending exposures, tracking outstanding loan balances, collateral coverage, and lending limits to identify potential breaches
Simulations
Defining credit simulations to assess borrowing capacity, collateral coverage, and lending exposure under different scenarios and market conditions.
Loans, Facilities & Limits
Management of loans, credit limits, and lending facilities, including setup, utilisation, monitoring, and ongoing administration.
Creation of mullti-level fee and taxes structures accross accounts, transactions and services
Account Fees
Calculation, application, and management of account fees and charges,
Transaction Fees
Management of transaction-related charges, ensuring fees are accurately calculated and applied to relevant trades
Service Fees
Calculation and management of service fees based for investment management and related services.
Taxes
Calculation and management of taxes across transactions ensuring accurate application in line with relevant tax rules and requirements.
A complete view of
the client and portfolio
Delivering a unified dashboard that brings client information, portfolio performance, key metrics, and actionable insights together in one clear, centralised view
Client 360 View
Empower relationship managers with a unified view of client relationships and portfolios, providing the insights needed to understand client needs, identify opportunities, and manage relationships effectively.
Alerts
Receive alerts that bring updates, exceptions, and actions requiring attention directly to your dashboard.
Notifications
Keep informed with timely notifications on important updates, client activity, portfolio changes, and tasks..
Compliance Monitoring
KYC monitoring with a centralised view of client verification, onboarding status, risk indicators, and compliance requirements.
Delivering comprehensive client reports that bring together portfolio performance, holdings, transactions, and key insights in a consistent, professional format.
Account Statement
Provide clients with a clear and comprehensive view of their account activity, balances, transactions and fees.
Client Advices
Deliver transaction advices that keep clients informed of trade activity, settlement details, and account movements.
Customer Communication
Personalised documents that provide clients with clear, consistent, and timely information throughout their relationship.
Portfolio Statement
A consolidated view of client portfolio holdings, performance, transactions, valuations, and key account information.
Online customer
digital experience
Portfolio Overview
Provides clients a clear, real-time overview of their portfolio, including holdings, valuations, performance and asset allocation,
Secure Login
Secure client access through robust authentication, role-based access controls, and integrated security measures.
Transaction History
A history of account and portfolio transactions, with detailed records of trades, transfers and payments.
Report Download
Enable clients to download statements, reports, and other relevant documents directly from the online portal
